Axos Invest Privacy Policies

At Axos Invest we care about your privacy and want to keep you informed on how we handle your privacy. Here you can find all of our policies on how we take care of your information.

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©{{ currentYear }} Axos Invest, Inc. Investment advisory services provided by Axos Invest, Inc., an SEC registered investment advisor. All rights reserved. For information about our advisory services, please view our ADV Part 2A Brochure, free of charge.

Brokerage services are provided by Axos Invest LLC, a member of the Financial Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).

Investment management accounts of Axos Invest, Inc. customers are held in custody by Axos Clearing Corporation, member FINRA, NYSE, SIPC. Axos Clearing Corporation may provide custody, execution, confirmation, settlement and/or delivery services to Axos Invest.

More information about broker dealers can be found here. All cash and securities held in Axos Invest client accounts are protected by SIPC up to $500,000, with a limit of $250,000 for cash.

Axos Invest, Inc., Axos Invest LLC, and Axos Clearing, LLC are wholly-owned subsidiaries of Axos Financial, Inc.

Past performance is no guarantee of future results. All securities involve risk and may result in loss. Please consider your objectives and account fees before investing. Past performance does not guarantee future results. Not a solicitation or offer, or recommendation, or advice to buy or sell securities or services.

Securities: Not FDIC Insured - No Bank Guarantee - May Lose Value
Cash: Not FDIC Insured - No Bank Guarantee
Fees: Fee Schedule

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